Fee Structures

Commissions

A per-transaction charge is assessed for all buy and sell transactions. This includes, but is not limited to stock, bonds, and mutual funds.

Financial Planning

Tremblay Financial associates can offer clients consulting services on an hourly or fixed-fee basis. These consulting services can range from conducting a simple investment analysis to preparing an entire financial plan for your clients. This service is perfect for prospective clients not quite ready to invest, or for clients who need professional financial advice, but like to invest online or through discount firms.

Fee Based

Tremblay Financial offers a fee-based brokerage program. Instead of paying commissions, clients have access to thousands of no-load or load-waived mutual funds, ETF’s, stocks, bonds, and many other asset classes. Clients then pay a low quarterly management fee in return for the advisor’s advice regarding asset allocation, risk management, fund selection, and performance monitoring.

Third Party Managers

Tremblay Financial currently works with many independent third-party money management firms. These firms offer services such as individual account management, separate account management, sector rotation, asset allocation, and custom-designed portfolios to name but a few. Through our extensive approved manager list, we are able to offer multiple solutions to help meet customer’s needs and goals.